AIPF – Section 2 – Interagency Operational Effectiveness – Success Factors

Individual agencies have agency-specific policies and processes to develop and improve the operational effectiveness of their operations.

Interagency Operational Effectiveness

Interagency operational effectiveness in response to international complex emergencies and humanitarian crises refers to the way in which the roles, functions and resources of each agency are used together to implement the strategy and achieve whole-of-government outcomes.

As operational effectiveness is largely a reflection of the practices and processes of the interagency operation, continuous improvement (through training, exercises and review) is an important element in enhancing future operations.

Success Factors – Interagency Operational Effectiveness

The operating contexts of interagency responses are complex and multidimensional, including:

  • the nature of the conflict or crisis, and the political, economic and environmental context and implications
  • the context, culture and needs of the affected society or community
  • the distinctive roles and capabilities of the responding agencies
  • the need to focus at multiple levels (individual, community, society, national, regional, international)
  • the combination of individual, agency, sector, field-based and Canberra-based operations.

While the context of each response is different, the following factors contribute to the operational effectiveness of interagency responses identified in policy documents as well as the research literature.

Guiding Principles

The Australian Government Guiding Principles for Civil-Military-Police Interaction in International Disaster and Conflict Management (Guiding Principles) was developed in consultation with Australian government agencies participating in interagency responses and outlines a set of agreed strategic principles to guide policy and planning for interagency and multiagency responses. The principles recognise that the key to operational effectiveness is a collaborative culture. The success factors outlined below are also outlined in more detail in the Guiding Principles.

Australian Government Guiding Principles for Civil-Military-Police Interaction in International Disaster and Conflict Management

  • Clearly define strategic objectives and operational roles and responsibilities
  • Engage proactively
  • Share knowledge and understanding
  • Leverage organisational diversity
  • Commit to continuous improvement

Clear Purpose and Strategy

A common understanding of and commitment to the strategic objectives of the response operation and the respective roles and contributions of participating agencies is critical.

Situational Awareness

Interagency responses need to be aware of the local context and cultures of the affected society as well as the differences in capabilities and styles of the other agencies contributing to the response.

Coordination, Communication and Information Sharing

The structure, roles, protocols and systems used in interagency responses should support effective coordination and communication, including sharing relevant information between agencies.

Collaborative Partnerships

Interagency responses require a culture of collaboration. Collaboration usually flows from the practices that precede the response and are developed over a long period—for example, partnerships, networks and joint planning, training and exercises.

People Capabilities

While agencies focus on the development of capabilities specific to their role, including technical and managerial capabilities, there are capabilities that are important in the interagency context, in relation to specific knowledge and skills as well as the individual’s attitude and approach, which is sometimes referred to as the ‘coalition personality’.

Tools and Resources

Continuous Improvement

Capturing the lessons learned from interagency responses and from joint training, exercises and other events will identify areas for improvement in the conduct of future interagency responses.

Application of Success Factors at Each Level

Interagency responses involve contributions at three levels: individual, organisation and whole-of-government. The following table identifies the application of the above success factors at each of these levels.

Success Factor Whole-of-Government Agency Individual
Clear purpose and strategy
  • The strategic objectives are articulated and communicated
  • Agency roles and responsibilities are clearly delineated
  • The overall leadership structure of the operation is clear
  • Agency plans are aligned with whole-of-government strategic objectives
  • Sub-agency (unit) plans are aligned with agency plans.
  • Agency plans and operations recognise the roles of other agencies.
  • The agency leadership structure is clear
  • The relationship between the agency leadership structure and the leadership structure of the operation is clear
  • Individuals understand the operation’s common purpose.
  • Individuals have clarity about their role in the operation.
  • Individuals understand the role of other agencies.
  • Individuals understand the agency and operation leadership structure
Situational Awareness
  • Situational information and intelligence informs planning and coordination
  • Agency plans and operations reflect situational informational and intelligence
  • Agency plans and operations are based on an understanding the operational style and capabilities of other agencies
  • Individuals are briefed on the context of the operation
  • Individuals understand the operational style and capabilities of other agencies
Coordination, Communication and information Sharing
  • Communication structures, processes and protocols are clear
  • Information is shared across agencies, where appropriate
  • Communication structures, processes and protocols within and between agencies are clear
  • Agency communication systems, formats and templates are consistent and or / interoperable
  • Agencies share information with other agencies, where appropriate
  • Individuals understand the communication structures, processes and protocols
Collaborative partnerships
  • A culture of collaboration is fostered across agencies
  • Cross-government structures and activities (networks, forums, and joint planning training and exercises) build and support collaboration
  • Agencies foster collaboration within the organisation
  • Agencies participate in cross-government structures and activities
  • Agencies develop bilateral activities and arrangements, partnerships and agreements to support joint operations
  • Individuals are encouraged and supported to collaborate within and across teams and agencies
  • Individuals participate in cross-government structures and activities
  • Individuals build relationships and networks across the sector
People Capabilities
  • Cross-government structures and activities promote and support the development of people capabilities for interagency operations
  • Agencies include a focus capabilities for interagency operations in people development planning and training offerings
  • Agency provide for cross-agency participation in training and exercise opportunities
  • Individuals develop and practice capabilities to support interagency operations including whole-of-government coordination, relationship management, communication and negotiation skills, cultural sensitivity, awareness of self and others, flexibility and resilience

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